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1/25/2006 - Status of Pennsylvania’s HAVA Compliance
From: Bonita Hoke, Executive Director, LWVPA, bchoke@palwv.org

Highlights of the 1.25.06 House State Government Committee Meeting Featuring Testimony from PA Department of State Secretary of the Commonwealth Pedro Cortes

Subjects covered by Cortes were: status of the Voting System Examination and Certification, Voter Verified Voting, and the Statewide Uniform Registry of Electors (SURE).

  • Since September, the Department has certified seven additional Help America Vote Act (HAVA)-compliant voting systems, making for a total of eight in the state.
  • Sourcing To Achieve Reductions in Spending (COSTARS) contract was issued by the DGS to allow counties to purchase voting systems.
  • Voter Verified Paper Audit Trails (VVPAT) and Voter Verified Paper Ballots VVPB). While not opposed, the Department of State is concerned that the VVPAT/VVPB systems currently on the market either violate the PA Constitution and PA Election Code, or at the least present technical and administrative challenges.
  • December 26, 2005, Philadelphia went live as part of the SURE program, meaning PA has met the federal mandated deadline of January 1, 2006, with all 67 counties in the state now using SURE as their official record of voter registry.
  1. Question: Chairman Clymer asked if each of the seven HAVA systems that were recently approved have the ability to provide paper trails. Secretary Cortes replied that each system can reproduce images of votes.
  2. The Chairman asked Cortes to comment on the fact that some people feel the systems are not foolproof. Cortes explained the issue is that the paper audit trail capability is mechanical, and can only be accessed by election officials. It is not the same, he emphasized, as immediate paper verification that a vote has been tallied and submitted correctly. He added the Department is confident the machines are safe and secure.
  3. Chairman Clymer wondered what would happen if a number of counties all purchase systems from the same manufacturers, who then encountered supply and delivery problems. Secretary Cortes explained that if counties are unable to comply by May, it will result in PA having to return money to the federal government. As far as the practical aspect of how votes would be recorded, the Secretary offered that counties would have to resort to existing voting methods, paper ballots, or consider leasing voting systems. He stated that if the state takes every step to move toward compliance, there should not be a problem.
  4. Rep. Gingrich observed that in Lebanon County, officials made the decision to go with a particular system because of certification holdups at the federal level of other more suitable systems. The county has since been told that maybe 50% of the units that were ordered will actually be delivered. Secretary Cortes explained that in the event a county can only get a portion of the necessary equipment, the law requires that a minimum of one HAVA-compliant unit must be present at each voting precinct. Rep. Gingrich asked if the Secretary could explain why the equipment her district had wanted as its first choice was not federally approved. Cortes referred to testimony provided by Douglas Hill, Executive Director of the County Commissioners Association of PA, and explained that PA law provides that before any systems can be used, they must be federally approved. He added that seven systems have not been certified yet, of which two have been denied while the remaining five are being held up by federal inaction.
  5. Democratic Chair Josephs commended the Secretary and his department for getting every county in the state on SURE. She noted concern over the citizens who run polling places, explaining that many are elderly and added she would like to see discussion about what will happen to these people as polling centers move toward electronic systems.
  6. Rep. Youngblood commented that in Philadelphia, her ward has moved to an electronic voting system. She explained the machines have cartridges that are picked up. She asked what kind of feedback the Department has received from other wards in city. Secretary Cortes explained that the cartridge system, in effect a manual audit, is only used when questions regarding votes arise. He offered that the feedback he as received from the Director of Administration in Philadelphia has been quite positive, and noted the electronic system is working better than the old paper one. He went on, explaining every machine is tested prior to an election, but cautioned that they are machines, and sometimes do break. The Secretary remarked Philadelphia is the only county fully compliant with HAVA thus far.
  7. Rep. Gabig asked if Philadelphia is indeed the only county that is compliant. Secretary Cortes stated the other 66 counties are not yet in compliance, but added the procurement process is ongoing and counties have until May 16th to comply. Rep. Gabig explained Cumberland County's system is an optical design several years old. He described a mix-up at the recent election of a district judge which resulted in backwards results, and commented how such errors do not provide great confidence in the systems. He expressed hope that the state is going to have the authority to ensure mistakes are minimal and correctable. Rep. Gabig asked if it is possible, under SURE, to monitor people who vote more than once. Secretary Cortes remarked the ability to perform duplicate checks is one of the greatest benefits of centralized systems such as SURE. Dave Burgess, Chief Intelligence Officer of the Department of State, noted they have always planned to perform a full, statewide duplicate check. He added that SURE will allow for automatic checks of drivers licenses and social security numbers when an individual registers to vote. Rep. Gabig noted the reason he asked is that from a policy standpoint, he does not want people voting in different counties. Burgess added that in addition, absentee votes will be captured, and in cases where people vote in person and also submit an absentee vote, the live vote will be allowed and the absentee vote thrown out. Rep. Gabig asked if this system is on an interstate level yet. Secretary Cortes replied it is still state based, and there is no national system yet.
  8. Chairman Clymer asked what the Department is hearing from counties regarding HAVA and SURE. Cortes emphasized there is still work to be done, and Burgess elaborated, providing testimonials from various counties across the state. He noted Philadelphia County is very pleased with HAVA, and Luzerne County has commented it has been able to streamline its offices. He added Cumberland County has been an immense help to SURE, and that while the Advisory Board has been helpful certain areas, individual counties have really stepped up.


Pennsylvania House of Representatives
State Government Committee
Update on Election Related Matters
January 25,2006
Testimony of Secretary Pedro A. Cortes
PA Department of State

Chairman Clymer, Minority Chairwoman Josephs, Members of the State Government Committee - good afternoon! Thank you for the opportunity to appear before you today to update you on the following election-related matters:

1) Voting System Examination and Certification Status
2) Voter Verified Voting
3) Statewide Uniform Registry of Electors (SURE)

1) Voting Svstem Examination and Certification Status

As you are aware, the Help America Vote Act of 2002 (HAVA) sets forth the mandatory standards for voting systems used in federal elections as of January 1,2006. The standards apply to all States, including the Commonwealth. In September, I appeared before this committee and detailed the Department's plan of action with respect to voting system examinations. Because of delays with federal examinations, at that time there was only one (1) HAVA compliant system certified for use in Pennsylvania. I am pleased to inform you that as of today, the Department has certified seven (7) additional systems, for a total of eight (8). Counties must choose among these systems to meet their federal obligation to have HAVA compliant voting machines in place by this year's first federal election - May 16, 2006.

To assist the counties with the procurement of the voting equipment, the Department of General Services issued a Request for Proposals that allows counties to purchase voting systems from a statewide contract. This contract is better known as COSTARS (Cooperative Sourcing To Achieve Reductions in Spend). COSTARS eliminates the counties need to do
individual requests for proposals and bidding, thus saving the counties time and money.

More importantly, COSTARS gives the counties increased leverage in negotiating the price of their voting systems because of bulk purchasing. The County Commissioners Association of PA is working closely with the counties in making the most out of available funds and resources.

2) Voter Verified Voting

The use of voter verified paper audit trails (VVPAT) and voter verified paper ballots (VVPB) is a topic of national discussion among government election officials, technology experts, voting interest groups and the public-at-large. The PA Election Reform Task Force, created by Governor Rendell in December 2004, heard extensive testimony on this issue. As you may recall, I chaired the Task Force and Representative DiGirolamo was a member. Because of the complexity of the issue and out of respect for the proponents and opponents of voter verified voting, the Task Force recommended on its May 12, 2005 Final Report that the General Assembly convene public hearings to further examine the issue. It was clear to the Task Force that more information was needed to properly understand the legal, financial, technical and administrative implications of adopting VVPATs and/or VVPBs.

I want to make clear that the Department of State is not opposed to the idea of voter verified voting. However, to the best of my knowledge the VVPATIVVPB systems currently on the market either violate the Pennsylvania Constitution (Art. VII, Section 4) and Pennsylvania Election Code (25 P.S. 5 3031.7(1)) as it pertains to the secrecy of the ballot or
present serious technical/administrative challenges that must be thoroughly considered. Specifically, most systems record votes on a continuous roll of paper that could lead to an easy comparison of ballots with the voter sign-in sheets (numbered list of voters) maintained by election officials at the polling places. Systems with continuous rolls of paper would allow poll watchers to track each voter and if the need to review the printed receipts became necessary, the poll watchers could determine how each individual voted. This would clearly violate the secrecy provisions of both the Pennsylvania Constitution and the Election Code. There are also issues to consider with voter verified systems that print individual pieces of paper that are
handled by the voters. For example, if a voter removes the piece of paper from the polling place, the prospect of fraud is raised. If the piece of paper contains an identifying mark, this violates the Election Code (25 P.S. 5 3063(a)), as well as raises secrecy problems. In addition, handling and reading pieces of paper raises additional concerns for visually impaired voters and those with other physical disabilities. An important legal consideration is the role of VVPATsIVVPBs during a recount and what to do if VVPATsNVPBs are lost or destroyed due to mechanical failures. Finally, the addition of VVPATsIVVPBs to current voting systems will result in additional costs to the counties. These are just a few of the practical realities you and your colleagues in the Legislature must consider as part of the voter verified voting discourse. The Department of State looks forward to working with the General Assembly to address this important issue.

3) Statewide Uniform Registry of Electors (SURE)

When I came before you in September of last year, I reported that 66 counties were live on the SURE system. I stated then that by the end of 2005, Philadelphia County would also join the system. As promised,
Philadelphia went live on December 27, 2005. Accordingly, Pennsylvania met its federally mandated deadline of January 1, 2006. All 67 counties are currently using SURE as their official record of voter registry.

In closing, I thank the Committee members for your work on election reform issues. My staff and I look forward to continuing to work with you to ensure all Pennsylvania citizens can participate in an electoral process that is held to the highest standards. I welcome any questions you may have.


Certification Status of Electronic Voting Systems - 1/25/06

Denied
1.Avante Vote -Trakker - DRE -
2. Diebold Precinct Optical Scan Reader

Approved
1. Accupoll AVS 1000 - DRE
2. Danaher ELECTronic 1242 - DRE
3. Diebold AccuVote TSX - DRE
4. Diebold Central Count Optical Scan Reader
5. ES&S ivotronic - DRE
6. ES&S Model 100 Precinct Counter Optical Scan
7. ES&S Model 650 Central Counter Optical Scan
8. Hart Intercivic eSlate - DRE

Pending
1. Advanced Win Vote - DRE
2. ES&S AutoMark - Optical Scan
3. LIBERTYVOTE Full Face - DRE
4. Populex Digital Paper Ballot
5. Sequoia Edge - DRE
6. UniLect Patriot - DRE
7. Hart Intercivic eScan Optical Scan

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Fax: (717) 234-8341 - E-mail: info@palwv.org